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Current Employers
Stone House Investment Management, Llc

80 West Tioga Street, Tunkhannock, PA 18657 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-10-28
  • PA RA
    APPROVED
    Since 2020-10-28

Branch Locations

80 West Tioga Street, Tunkhannock, PA 18657 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scranton PA 11/2017 12/2019
Cintas Wilkes Barre PA 09/2016 11/2017
Unemployed Dickson City PA 06/2016 09/2016
Stone House Investment Management, Llc Tunkhannock PA 10/2020 Present
Unemployed Throop PA 12/2009 07/2020
Unemployed Scranton PA 07/2020 10/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-06
  • S66 Uniform Combined State Law Examination
    2018-04-06

View on SEC IAPD

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