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Current Employers
Stone House Investment Management, Llc

80 West Tioga Street, Tunkhannock, PA 18657 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-02-27
  • PA RA
    APPROVED
    Since 2006-02-27

Branch Locations

80 West Tioga Street, Tunkhannock, PA 18657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stone House Investment Management, Llc Tunkhannock PA 09/2008 Present
Stone Health Innovations, Llc Harwinton PA 01/2016 03/2020
Rjb Solutions, Llc Tunkhannock PA 01/2015 Present
  • 09/2008 → Present
    Tunkhannock, PA
  • 01/2016 → 03/2020
    Stone Health Innovations, Llc
    Harwinton, PA
  • 01/2015 → Present
    Rjb Solutions, Llc
    Tunkhannock, PA
Previous Registrations
  • 2004-04-07 → 2004-12-31
    Pan-American Investment Advisers, Inc.
    Montrose, PA
Other Businesses

1. RJB Solutions, LLC (Marketing the services of Stone Health Innovations, LLC); 71 Elm Street, Tunkhannock, Pa 18657; Not investment related; Marketing Medical Services To Doctors And Hospitals; Position: Owner/President; Start date: 09/01/2015; Approximate hours per month devoted to this business: 2 hours; None during trading hours. 2. RJB Solutions, LLC; 71 Elm Street, Tunkhannock, Pa 18657; Investment Related; Independent Contractor; 01/01/2015; 25% of time spent on business/month; 25% of time spent during business hours; provide financial advisory services to Stone House clients. 3. Stone House Tax, Business & Municipal Accounting, LLC; Non-Investment Related Business; 158 W Tioga Street, Tunkhannock, PA 18657; Director; 10% of time devoted to this business; since November 2021, business direction and guidance. 4. Indemnitree, LLC; NOT investment related; 158 West Tioga Street, Tunkhannock, PA 18657; Insurance Sales; Director; Since May 10, 2022; number of hours/month devoted to other business: 4 hours/month; Number of hours devoted to other business during securities trading hours: 2 hours/month; Review and approve high-level decisions. Oversee Accounting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-24
S63 Uniform Securities Agent State Law Examination 1998-04-13
  • S65 Uniform Investment Adviser Law Examination
    1999-05-24
  • S63 Uniform Securities Agent State Law Examination
    1998-04-13
Designations
Other Names
  • Bob Brown
  • Robert Brown
  • Bobby Brown

View on SEC IAPD

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