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80 West Tioga Street, Tunkhannock, PA 18657 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2006-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stone House Investment Management, Llc | Tunkhannock | PA | 09/2008 | Present |
| Stone Health Innovations, Llc | Harwinton | PA | 01/2016 | 03/2020 |
| Rjb Solutions, Llc | Tunkhannock | PA | 01/2015 | Present |
1. RJB Solutions, LLC (Marketing the services of Stone Health Innovations, LLC); 71 Elm Street, Tunkhannock, Pa 18657; Not investment related; Marketing Medical Services To Doctors And Hospitals; Position: Owner/President; Start date: 09/01/2015; Approximate hours per month devoted to this business: 2 hours; None during trading hours. 2. RJB Solutions, LLC; 71 Elm Street, Tunkhannock, Pa 18657; Investment Related; Independent Contractor; 01/01/2015; 25% of time spent on business/month; 25% of time spent during business hours; provide financial advisory services to Stone House clients. 3. Stone House Tax, Business & Municipal Accounting, LLC; Non-Investment Related Business; 158 W Tioga Street, Tunkhannock, PA 18657; Director; 10% of time devoted to this business; since November 2021, business direction and guidance. 4. Indemnitree, LLC; NOT investment related; 158 West Tioga Street, Tunkhannock, PA 18657; Insurance Sales; Director; Since May 10, 2022; number of hours/month devoted to other business: 4 hours/month; Number of hours devoted to other business during securities trading hours: 2 hours/month; Review and approve high-level decisions. Oversee Accounting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-13 |
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