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Current Employers
Stone House Investment Management, Llc

80 West Tioga Street, Tunkhannock, PA 18657 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-20
  • PA RA
    APPROVED
    Since 2023-09-20

Branch Locations

80 West Tioga Street, Tunkhannock, PA 18657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C&N Bank Sayre PA 09/1999 09/2023
Cetera Investment Services Llc St. Cloud MN 10/2011 03/2023
Cetera Investment Advisers Llc Sayre PA 01/2014 03/2023
Lpl Financial Llc Sayre PA 03/2023 09/2023
Stone House Investment Management Llc Tunkhannock PA 09/2023 Present
Previous Registrations
  • 2023-03-01 → 2023-10-02
    Sayre, PA
    San Diego, CA
    Laporte, PA
    Sayre, PA
    Dushore, PA
  • 2014-01-21 → 2023-03-01
    Sayre, PA
  • 2011-10-04 → 2014-01-21
    Cetera Investment Services Llc
    Sayre, PA
  • 2003-03-21 → 2011-10-07
    Uvest Financial Services Group, Inc.
    Towanda, PA
    Athens, PA
    Dushore, PA
    Wysox, PA
    Laporte, PA
    Wellsboro, PA
    Sayre, PA
    Wellsboro, PA
Other Businesses

1) Investment Committee for the Community Foundation for the Twin Tiers (Unpaid: 1 hr month)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-05
  • S63 Uniform Securities Agent State Law Examination
    1997-08-05
Designations
Other Names
  • Larry David Alderson

View on SEC IAPD

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