Raymond Riveras

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Jpmorgan Chase Bank, N.A.
  Phoenix, AZ
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Phoenix, AZ

Previous Registrations

• 2012-08-17 → 2012-10-01
  Chase Investment Services Corp.
  Phoenix, AZ
• 2011-05-17 → 2011-08-22
  Pnc Managed Account Solutions, Inc.
  Peoria, AZ
  Phoenix, AZ
• 2011-01-03 → 2011-03-01
  Wells Fargo Clearing Services, Llc
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2008-08-12 → 2011-01-03
  Wells Fargo Investments, Llc
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ
• 2007-02-05 → 2008-07-14
  Chase Investment Services Corp.
  Peoria, AZ
  Chicago, IL
  Sun City, AZ
  Sun City West, AZ

Exams

• S66 Uniform Combined State Law Examination
  2007-01-19
• S63 Uniform Securities Agent State Law Examination
  2001-08-27

Other Names

• Raymond Michael Riveras
• Raymond M Riveras
• Raymond M. Riveras