Armando G. Roman

Current Employers

Employment History

• 08/2000 → 05/2021
  Axiom Financial Resources, Inc.
  Phoenix, AZ
• 07/2006 → 06/2021
  Independent Financial Group, Llc
  San Diego, CA
• 09/2006 → 06/2021
  Independent Financial Group, Llc
  Scottsdale, AZ
• 05/2021 → Present
  Axiom Founders Family Office
  Scottsdale, AZ
• 08/2022 → Present
  Axiom Risk Management, Llc
  Scottsdale, AZ
• 02/2023 → Present
  Scottsdale Founders Forum, Llc
  Scottsdale, AZ
• 02/2023 → Present
  Founders Guide Post, Llc
  Scottsdale, AZ
• 01/2025 → Present
  Scottsdale Valuations, Llc
  Scottsdale, AZ

Previous Registrations

• 2006-08-23 → 2021-07-01
  Independent Financial Group, Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2006-06-19 → 2006-07-27
  J. W. Cole Advisors, Inc.
  Scottsdale, AZ
  Tampa, FL

Other Businesses

(1) SUN CASA HOLDINGS, LLC; POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 2573 E. 24th Street, Ste. 100, Yuma AZ 85365, United States DESCRIPTION: 50% OWNER OF SUN CASA HOLDINGS, LLC A RENTAL PROPERTY MANAGEMENT COMPANY. (2) ARMANDO G ROMAN, CPA POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2010 ADDRESS: 7373 E. Doubletree Ranch Road, Suite 170, Scottsdale AZ 85258, United States DESCRIPTION: 100% OWNER ARMANDO G ROMAN, CPA PROVIDING TAX PREPARATION AND ACCOUNTING SERVICES. (3) ARIZONA HISPANIC CHAMBER OF COMMERCE; NON-INVESTMENT RELATED; 1020 E. MISSOURI AVE., PHOENIX, AZ 85014; TREASURER; 2 HOURS PER MONTH DURING TRADING HOURS; 1 HOUR PER MONTH DURING NON-TRADING HOURS. (4) ROMAN CATHOLIC DIOCESE OF PHOENIX; NON-INVESTMENT RELATED; CHAIRMAN, INVESTMENT MANAGEMENT COMMITTEE; 400 E MONROE ST., PHOENIX, AZ 85004; 09/2014; APPROX. 1 HOUR PER MONTH DURING TRADING HOURS; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; FIDUCIARY DUTY TO OVERSEE PRUDENT INVESTMENT MANAGEMENT, MONITORING AND REPORTING OF THE DIOCESE' INVESTMENT PORTFOLIO. (5) AXIOM RISK MANAGEMENT, LLC; INVESTMENT RELATED; 7373 E. DOUBLETREE RANCH ROAD, SUITE 170, SCOTTSDALE, AZ 85258; INSURANCE AGENCY; MANAGING MEMBER AND INSURANCE PRODUCER; 08/2022; APPROX. 10 HOURS PER MONTH DURING TRADING HOURS; MANAGE THE INSURANCE AGENCY AND INSURANCE PRODUCTION ACTIVITIES. (6) SCOTTSDALE FOUNDERS FORUM, LLC; NON-INVESTMENT RELATED; 7373 E. DOUBLETREE RANCH ROAD, SUITE 170, SCOTTSDALE, AZ 85258; ENTITY ORGANIZING EDUCATIONAL SEMINARS FOR BUSINESS OWNERS; MANAGING MEMBER; 02/2023; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; ORGANIZE EDUCATIONAL SEMINARS ON BUSINESS LIFE DECISIONS. (7) FOUNDERS GUIDE POST, LLC; NON-INVESTMENT RELATED; 7373 E. DOUBLETREE RANCH ROAD, SUITE 170, SCOTTSDALE, AZ 85258; ENTITY ORGANIZING EDUCATIONAL SEMINARS FOR BUSINESS OWNERS; MANAGING MEMBER; 02/2023; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; ORGANIZE EDUCATIONAL SEMINARS ON BUSINESS LIFE DECISIONS. (8) SCOTTSDALE VALUATIONS, LLC; NON-INVESTMENT RELATED; 7373 E. DOUBLETREE RANCH ROAD, SUITE 170, SCOTTSDALE, AZ 85258; ENTITY CONDUCTING BUSINESS VALUATIONS FOR BUSINESS OWNERS; MANAGING MEMBER; 01/2025; APPROX. 5 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; CONDUCT BUSINESS VALUATIONS AND MANAGE ALL OTHER ASPECTS OF THE COMPANY.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-14

Other Names

• Armando Roman