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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-04-01 |
| TX | RA | APPROVED_RES | 2018-05-15 |
Branch Locations
80 S 8Th St, Minneapolis, MN 55402 • United States
8300 Norman Center Dr, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strong Tower Wealth Management/ Cetera Advisor Networks Llc | El Segundo | CA | 09/2014 | 04/2017 |
| Advisor Financing Llc | Minneapolis | MN | 01/2017 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 02/2018 | Present |
| Unemployed | Brooklyn Center | MN | 04/2017 | 02/2018 |
For profit or not for profit: Non-Profit Name of outside business organization: Cities Alive Investment related: No Address of business: Brooklyn Center, MN Position, title, association: Executive Director Start date of relationship: 12/5/17 Number of hours devoted: 5 to 10 hours monthly Number of hours devoted during trading hours: None Duties: Coordinating worship related training events for churches, musicians and associated artists
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-22 |
| S66 | Uniform Combined State Law Examination | 2005-10-25 |
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