Best Investors Account Sign in
Claim This Profile
Current Employers
Wealth Management Advisors Ria, Inc.

617 Main St., Windsor, CO 80550 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-02-06
CA RA APPROVED 2022-07-22
TX RA APPROVED 2022-07-07
CO RA APPROVED 2020-07-31
  • LA RA
    APPROVED
    Since 2023-02-06
  • CA RA
    APPROVED
    Since 2022-07-22
  • TX RA
    APPROVED
    Since 2022-07-07
  • CO RA
    APPROVED
    Since 2020-07-31

Branch Locations

617 Main St., Windsor, CO 80550 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
355 Eastman Park Dr #200 Windsor CO 04/2002 04/2020
Michael Romero, Sole Proprietor Greeley CO 01/1995 Present
Wealth Management Advisors, Inc. Greeley CO 02/2001 Present
Dmk Advisor Group, Inc. Lakewood CO 05/2011 09/2021
Wealth Management Advisors Ria, Inc. Greeley CO 04/2020 Present
Wealth Management Advisors Ria, Inc. Greeley CO 06/2020 Present
Previous Registrations
  • 2011-05-20 → 2021-09-30
    Windsor, CO
    Lutz, FL
    Lutz, FL
    Windsor, CO
  • 2009-05-18 → 2011-03-21
    Workman Securities Corporation
    Eden Prairie, MN
    Windsor, CO
Other Businesses

1.LANDLORD/GREELEY, CO 80550/OWNER/SINCE 1995/ NON INVESTMENT RELATED/LANDLORD/MANAGING PROPERTY/5 HOURS DEVOTED PER MONTH 2. WEALTH MANAGEMENT ADVISORS, INC./SINCE 2001/INVESTMENT RELATED/PRESIDENT/INSRUANCE AGENT/5% OF TIME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-09
S63 Uniform Securities Agent State Law Examination 2003-07-12
  • S66 Uniform Combined State Law Examination
    2009-05-09
  • S63 Uniform Securities Agent State Law Examination
    2003-07-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Windsor, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor