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Carla Sue Dresel

Robert W. Baird & Co. Incorporated

Cincinnati, OH

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-10-18
  • OH RA
    APPROVED
    Since 2019-10-18

Branch Locations

3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Ft. Mitchell KY 01/2006 Present
Robert W. Baird & Co. Incorporated Cincinnati OH 10/2019 Present
Previous Registrations
  • 2006-01-24 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
    Cincinnati, OH
    Ft. Mitchell, KY
    Cincinnati, OH
  • 2005-03-09 → 2006-01-20
    Pnc Wealth Management Llc
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06

View on SEC IAPD

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