Jeffrey J Rockefeller

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1985 → Present
  Rockfeller Podiatry Assoc.
  Jupiter, FL
• 09/2004 → Present
  Kovack Securities Inc.
  Ft. Lauderdale, FL
• 10/2011 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Other Businesses

1) DBA: ROCKEFELLER AND ASSOCIATES, LLC - 2015 WEST INDIANTOWN ROAD, SUITE 102, JUPITER, FL 33458; FINANCIAL PLANNING INVOLVING SECURITIES; INVESTMENT RELATED; PRESIDENT; ALL DUTIES RELATED TO SECURITIES INCLUDING BROKERAGE, RIA (AS AN IAR), AND DIRECT BUSINESS; 55% OF TIME SPENT 2) FIXED INSURANCE SALES - 1025 WEST INDIANTOWN ROAD, SUITE 101, JUPITER, FL 33458; FINANCIAL PLANNING INVOLVING INSURANCE; NON INVESTMENT RELATED; PRESIDENT; ALL DUTIES RELATED TO FIXED INSURANCE SUCH AS LIFE, LTC, AND DISABILITY; 10% OF TIME SPENT 3)JEFFREY J. ROCKEFELLER, DPM, INC. - 675 W INDIANTOWN ROAD, SUITE 102, JUPITER, FL 33458, PODIATRIC MEDICAL PRACTICE, PHYSICIAN/OWNER, 30% OF TIME SPENT. 4) TOUCHSTONE PARTNERS PROPERTY, LLC - 2015 WEST INDIANTOWN ROAD, SUITE 102, JUPITER, FL 33458, HOLDING COMPANY FOR BUSINESS CONDO, MANAGING MEMBER, MANAGE PROPERTY, 5% OF TIME SPENT. 5) SEA COLONY CONDOMINIUM BOARD - 1910 MAINSAIL CIR, JUPITER, FL 33477; NON-INVESTMENT RELATED; PROJECTS AND ISSUES RELATED WITH THE COMMUNITY; PRESIDENT; LESS THAN 5% OF TIME SPENT. 6) ROCKEFELLER & ASSOCIATES, LLC - 2015 WEST INDIANTOWN ROAD, SUITE 102, JUPITER, FL 33458; START DATE JUNE 7, 2024; INVESTMENT RELATED; EDUCATIONAL SEMINARS; OWNER; PREPARATION AND PRESENTATION OF LECTURE MATERIAL; 6 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 6 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS. 7) CREEKSIDE CONDOMINIUM ASSOCIATION - 1025 W. INDIANTOWN RD., SUITE 101, JUPITER, FL 33458; NON-INVESTMENT RELATED; START DATE JULY 3, 2013; MANAGE & DISCUSS BUSINESS PROPERTY; MEMBER; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-17
• S63 Uniform Securities Agent State Law Examination
  2001-10-02

Designations

• Certified Financial Planner