Robert Lawrence Pancrazi

Employer firm

Dunham CRD 13162

$5.63B regulatory AUM 13,200 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Ast Investor Services, Llc
  Brooklyn, NY
• 02/2013 → Present
  Fourwood Capital Partners, Llc
  New York, NY

Previous Registrations

• 2008-04-04 → 2013-02-21
  Voya Investment Management Co. Llc
  New York, NY
• 2007-01-09 → 2008-03-18
  New York Life Investment Management Llc
  New York, NY
• 2006-05-18 → 2007-02-01
  Blackrock Financial Management, Inc
  New York, NY
• 2004-10-08 → 2006-05-18
  Blackrock Capital Management, Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-27
• S63 Uniform Securities Agent State Law Examination
  2001-06-15

Other Names

• Robert Lawrence Pancrazi