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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-05-05 |
| CO | RA | APPROVED | 2023-02-13 |
| CA | RA | APPROVED | 2022-08-12 |
| TX | RA | APPROVED_RES | 2021-07-01 |
| IL | RA | APPROVED | 2021-01-14 |
| AZ | RA | APPROVED | 2020-04-02 |
| FL | RA | APPROVED | 2019-03-29 |
| SD | RA | APPROVED | 2018-10-11 |
| MN | RA | APPROVED | 2013-11-05 |
| WI | RA | APPROVED | 2012-11-30 |
| IA | RA | APPROVED | 2009-11-04 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc. | Minneapolis | MN | 09/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-26 |
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