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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Grand Forks | ND | 08/2012 | 11/2017 |
| Lpl Financial Llc | Grand Forks | ND | 11/2017 | Present |
1. 11/29/2017 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent selling Insurance - Start Date 8/2012 - 16 Hours Per Month - 10 Percent Time Spent - Insurance Life Health and VA. 2. 06/28/2023 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/03/2017 - 4 Hours Per Month/ 4 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-21 |
| S65 | Uniform Investment Adviser Law Examination | 2001-09-21 |
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