Peter Francis Stratton

Current Employers

Employment History

• 09/1991 → Present
  Stration & Associates Accountancy Corporation
  Sd, CA
• 07/1999 → 10/2016
  1St Global Capital Corp.
  San Diego, CA
• 10/2000 → 10/2016
  1St Global Advisors, Inc
  San Diego, CA
• 02/2005 → 10/2016
  1St Global Insurance Services
  San Diego, CA
• 10/2016 → 12/2018
  Union Capital Company
  Tucson, AZ
• 12/2018 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2016-10-13 → 2018-12-27
  Union Capital Company
  San Diego, CA
  San Diego, CA
  Tucson, AZ
  Tucson, AZ
• 2000-10-19 → 2016-10-06
  1St Global Advisors Inc
  San Diego, CA

Other Businesses

(1) STRATTON & ASSOCIATES ACCOUNTANCY CORPORATION POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 01/01/1990 ADDRESS: 5665 Oberlin Dr., Ste. 200, San Diego CA 92121, United States DESCRIPTION: 100% OWNER OF CPA FIRM PROVIDING TAX AND ACCOUNTING SERVICES (2) STRATTON WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2000 ADDRESS: 5665 Oberlin Dr., Ste. 200, San Diego CA 92121, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (3) PETER STRATTON POSITION: Trustee NATURE: Acting as a POA, Trustee, Executor. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/12/2022 ADDRESS: 5677 Oberlin Dr., Ste. 114, San Diego CA 92121, United States DESCRIPTION: Trustee for Anthony Lienau Family Trust as a favor to the Lienau Family. They are tax clients. They are not financial clients. Very minimal activity at no fee.

Exams

• S66 Uniform Combined State Law Examination
  1999-12-28