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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-09
NJ RA APPROVED 2014-09-22
  • TX RA
    APPROVED_RES
    Since 2019-10-09
  • NJ RA
    APPROVED
    Since 2014-09-22

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

3510 State Route 27, Kendall Park, NJ 08824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Kendall Park NJ 09/2014 11/2016
Wells Fargo Bank, Na Kendall Park NJ 09/2014 Present
Wells Fargo Clearing Services, Llc Kendall Park NJ 11/2016 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Kendall Park, NJ
  • 09/2014 → Present
    Wells Fargo Bank, Na
    Kendall Park, NJ
  • 11/2016 → Present
    Kendall Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-22
S63 Uniform Securities Agent State Law Examination 2005-08-26
  • S66 Uniform Combined State Law Examination
    2013-11-22
  • S63 Uniform Securities Agent State Law Examination
    2005-08-26

View on SEC IAPD

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