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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-03-19
  • MI RA
    APPROVED
    Since 2010-03-19

Branch Locations

77 Michigan Ave E Ste 140, Battle Creek, MI 49017-7029 • United States

Battle Creek, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 10/2009 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2009 Present
Other Businesses

1) GENERATIONS FINANCIAL PLANNING & WEALTH MANAGEMENT, 77 E MICHIGAN AVE, BATTLE CREEK, MI, 10/30/2009 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/MO - 4/TRADING. 2) LCR FINANCIAL LLC, 77 MICHIGAN AVE E, BATTLE CREEK, MI, SINCE 10/19/2009, OWNER, Owner/Partner of a Business Entity, INV REL - DEVOTES 16 HR/MO - 8HR Trading 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2009 AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 25/TRADING. 10/30/09 4) First Presbyterian Church, 111 Capital Avenue NE, Battle Creek MI. 5/28/2017, Elder, Board Member of a non- Public Entity. Not investment related, 30/yearly, 0/trade. 5) LOREN REX, 10 N. Division St, Battle Creek MI, 01/04/2021, CITY OF BATTLE CREEK BICYCLE ADVISORY COMMITTEE, BOARD MEMBER/OFFICER/DIRECTOR/COMMITTEE MEMBER, NIR, 2/HR/MO 2/HR/MO TRADING 6) WINDAMERE HOMEOWNERS ASSOCIATION, Battle Creek MI 49015, 11/2023, Vice President, Board Position, NIR, 1 HR/MO - 0 Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-27
S63 Uniform Securities Agent State Law Examination 2001-07-13
  • S65 Uniform Investment Adviser Law Examination
    2001-07-27
  • S63 Uniform Securities Agent State Law Examination
    2001-07-13

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