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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-30 |
| TX | RA | APPROVED | 2026-06-30 |
Branch Locations
450 Essjay Road Suite 100, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Buffalo | NY | 10/2012 | 12/2020 |
| Hsbc Securities (Usa) Inc. | Depew | NY | 12/2020 | 09/2025 |
| Hsbc Bank Usa, N.A. | Depew | NY | 12/2020 | 09/2025 |
| Hsbc Bank Usa, N.A. | Buffalo | NY | 09/2025 | 04/2026 |
| Hsbc Securities (Usa) Inc. | Buffalo | NY | 09/2025 | 04/2026 |
| Hsbc Bank Usa, N.A. | Buffalo | NY | 04/2026 | 06/2026 |
| Hsbc Securities (Usa), Inc. | Buffalo | NY | 04/2026 | 06/2026 |
| Morgan Stanley | Williamsville | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-21 |
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