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Chad Rikio Kunihisa

LPl Financial LLC

Honolulu, HI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2016-08-01
  • HI RA
    APPROVED
    Since 2016-08-01

Branch Locations

832 South Hotel Street, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aloha Pacific Federal Credit Union Honolulu HI 08/2016 Present
Lpl Financial Llc Honolulu HI 08/2016 Present
  • 08/2016 → Present
    Aloha Pacific Federal Credit Union
    Honolulu, HI
  • 08/2016 → Present
    Honolulu, HI
Previous Registrations
  • 2003-09-19 → 2016-08-02
    Cetera Wealth Services, Llc
    Honolulu, HI
    Livermore, CA
    Honolulu, HI
    Honolulu, HI
  • 2001-10-03 → 2003-09-03
    Honolulu, HI
Other Businesses

1. 8/2/2016 - Aloha Pacific Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-20
  • S66 Uniform Combined State Law Examination
    2001-08-20
Designations
Other Names
  • Chad Rikio Kunihisa

View on SEC IAPD

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