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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-15
UT RA APPROVED 2019-09-27
  • TX RA
    APPROVED_RES
    Since 2023-09-15
  • UT RA
    APPROVED
    Since 2019-09-27

Branch Locations

6405 South 3000 East Suite 250, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Holladay UT 09/2019 Present
Raymond James Financial Services Advisors, Inc. Holladay UT 09/2019 Present
First Western Advisors Holladay UT 09/2001 09/2019
Previous Registrations
  • 2004-10-06 → 2019-09-27
    First Western Advisors
    Holladay, UT
    Salt Lake City, UT
Other Businesses

(1) Name of Business: First Western Advisors Address: 6405 S 3000 E Ste 250, Holladay, UT, 84121-5968, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/12/2001 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2) Name of Business: RED2 LLC Address: 2242 W Granite Arch Way, Lehi, UT, 84043, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/24/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Selling items on eBay, baseball cards, football cards, basketball cards, etc. (3) Name of Business: Sons of Baseball Foundation Address: 2242 W Granite Arch Way, Lehi, UT, 84043, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 09/14/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I Co-Founded this charity in 2012. I was the President until 2019, at which time I stepped down as president. I am the board chair at this point. I help with fundraisers, connect with MLB players & Teams, and help facilitate our MVP experiences

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-05
S63 Uniform Securities Agent State Law Examination 2001-09-20
  • S66 Uniform Combined State Law Examination
    2004-10-05
  • S63 Uniform Securities Agent State Law Examination
    2001-09-20
Other Names
  • Eric Vaughn Wallace
  • Eric Calvin Wallace

View on SEC IAPD

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