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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-13
MD RA APPROVED 2001-09-05
  • TX RA
    APPROVED_RES
    Since 2023-06-13
  • MD RA
    APPROVED
    Since 2001-09-05

Branch Locations

11350 Mccormick Rd Executive Plaza I Ste 500, Hunt Valley, MD 21031-1002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hunt Valley MD 09/2005 03/2020
Ameriprise Financial Services, Llc Hunt Valley MD 03/2020 Present
Other Businesses

Board of Directors; Historic Ships in Baltimore - Advisory Board; Member; 301 E. Pratt St Baltimore MD 21202, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / The Fuel Fund of Maryland; Board Member; NA, , NA, MD, 21230; Investment-Related; 05/17/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; J&R Juergensen, Inc; AFA Financial Advisor; AFA Financial Advisor; 11350 Mccormick Ep 1 Rd Ste 500, AMERIPRISE, Hunt Valley, MD, 21031-1006; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-28
  • S66 Uniform Combined State Law Examination
    2001-08-28
Other Names
  • John Edward Pastalow
  • John E Pastalow Iii

View on SEC IAPD

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