Best Investors Account Sign in

Shenandoah Million

Equitable Advisors, LLC

Fort Myers, FL

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-10
  • FL RA
    APPROVED
    Since 2011-10-10

Branch Locations

9530 Marketplace Road Suite 101, Fort Myers, FL 33912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2011 06/2020
Equitable Advisors, Llc New York NY 10/2011 Present
Previous Registrations
Other Businesses

MILLION'S ENTERPRISES - A KILLING AFFAIR, Owner, Director 11605 PLANTATION PRESERVE CIR. FORT MYERS, FL. 33966, CREATIVE PRODUCING, APROX 40 HR/MO.DBA: FAMILY TREE FINANCIAL STRATEGIES .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-20
S63 Uniform Securities Agent State Law Examination 2001-07-19
  • S65 Uniform Investment Adviser Law Examination
    2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    2001-07-19
Other Names
  • Shenandoah Carpenter
  • Shenandoah Schmidt
  • Shenandoah Eggert
  • Shenandoah Eggert
  • Shenandoah Lawton

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

More in Fort Myers, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor