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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-16
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

1275 Ramsey Street Suite 800, Shakopee, MN 55379 • United States

Carver, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Inc. Los Angeles CA 06/2002 03/2020
Ameriprise Financial Services, Llc Shakopee MN 04/2024 Present
Ameriprise Financial Services, Llc Shakopee MN 03/2020 Present
Other Businesses

Outside Employment; BDLR Group Inc; Registered Team Member ParaPlanner; Manage advisory business; 7601 Francve Ave, , Edina, MN, 55435; Not Investment-Related; 06/13/2002; 60 hours per month; 60 during trading hours / City of Chaska; Curling Instructor - Instruct, teach and coach the game of Curling Ice Maintenance Assistant- Assist Cleaning, Scraping, Pebbling, Nipping the best curling ice surface in the USA.; City; One City Hall Plaza, , Chaska , MN, 55318; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Dovetail Group LLC; Registered Team Member - Staff; Manage advisory business; 6550 York Ave S, Suite 100, Edina, MN, 55435, USA; Investment-Related; 06/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-31
  • S66 Uniform Combined State Law Examination
    2001-07-31

View on SEC IAPD

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