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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-15
WA RA APPROVED 2017-12-14
FL RA APPROVED 2017-02-28
CA RA APPROVED 2017-02-27
MO RA APPROVED 2017-02-22
CO RA APPROVED 2017-01-30
  • TX RA
    APPROVED
    Since 2022-06-15
  • WA RA
    APPROVED
    Since 2017-12-14
  • FL RA
    APPROVED
    Since 2017-02-28
  • CA RA
    APPROVED
    Since 2017-02-27
  • MO RA
    APPROVED
    Since 2017-02-22
  • CO RA
    APPROVED
    Since 2017-01-30

Branch Locations

4600 South Syracuse 9Th Floor, Denver, CO 80237 • United States

200 Union Blvd Ste 200, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Presidential Brokerage, Inc. Greenwood Village CO 06/2012 01/2017
Alliant Credit Union Denver CO 01/2017 Present
Lpl Financial Llc Denver CO 01/2017 Present
  • 06/2012 → 01/2017
    Presidential Brokerage, Inc.
    Greenwood Village, CO
  • 01/2017 → Present
    Alliant Credit Union
    Denver, CO
  • 01/2017 → Present
    Denver, CO
Previous Registrations
Other Businesses

1)1/30/17- Alliant Retirement and Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-10
S63 Uniform Securities Agent State Law Examination 2001-07-02
  • S66 Uniform Combined State Law Examination
    2004-05-10
  • S63 Uniform Securities Agent State Law Examination
    2001-07-02
Designations

View on SEC IAPD

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