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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-15 |
| WA | RA | APPROVED | 2017-12-14 |
| FL | RA | APPROVED | 2017-02-28 |
| CA | RA | APPROVED | 2017-02-27 |
| MO | RA | APPROVED | 2017-02-22 |
| CO | RA | APPROVED | 2017-01-30 |
Branch Locations
4600 South Syracuse 9Th Floor, Denver, CO 80237 • United States
200 Union Blvd Ste 200, Lakewood, CO 80228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Presidential Brokerage, Inc. | Greenwood Village | CO | 06/2012 | 01/2017 |
| Alliant Credit Union | Denver | CO | 01/2017 | Present |
| Lpl Financial Llc | Denver | CO | 01/2017 | Present |
1)1/30/17- Alliant Retirement and Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-02 |
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