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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-10 |
| OH | RA | APPROVED | 2021-03-12 |
Branch Locations
8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 04/2010 | 03/2021 |
| Bank Of America,Na | Cincinnati | OH | 10/2010 | 03/2021 |
| Ubs Financial Services Inc | Cincinnati | OH | 03/2021 | Present |
1) Name of Business-7867 Camargo Road LLC / Address- Old Indian Hill Rd, Cincinnati, OH / Investment Related-YES / Nature-No activities - holds one parcel of land in Madeira, OH / Role-single member/owner of LLC / Duty-No duties / Start Date-12/16/2022 / Time Required-No
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-12 |
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