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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-03
  • NC RA
    APPROVED
    Since 2023-11-03

Branch Locations

5353 Red Tip Road Suite 103, Fayetteville, NC 28314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Raleigh NC 09/2006 11/2023
Osaic Wealth, Inc. Fayetteville NC 11/2023 Present
  • 09/2006 → 11/2023
    Fsc Securities Corporation
    Raleigh, NC
  • 11/2023 → Present
    Fayetteville, NC
Previous Registrations
  • 2006-10-25 → 2023-11-03
    Fsc Securities Corporation
    Fayetteville, NC
    Atlanta, GA
    Raleigh, NC
  • 2002-05-01 → 2006-09-07
    Waddell & Reed
    Raleigh, NC
    Raleigh, NC
Other Businesses

INSURANCE, YES, 5353 RED TIP ROAD SUITE 103 FAYETTEVILLE, NC 28314, 2008, 80, 2, SELLING LIFE INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE, AND ANNUITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 2002-02-15
  • S65 Uniform Investment Adviser Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    2002-02-15
Other Names
  • Steven James Canali

View on SEC IAPD

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