Kazuyo Deguchi

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 01/2018
  Lpl Financial Llc
  San Diego, CA
• 01/2018 → 10/2024
  Western International Securities, Inc.
  Pasadena, CA
• 10/2024 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 10/2024 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2018-01-31 → 2024-10-02
  Western International Securities, Inc.
  Campbell, CA
  Campbell, CA
• 2010-07-27 → 2018-02-06
  Lpl Financial Llc
  Campbell, CA
  San Jose, CA
  Campbell, CA
• 2001-06-20 → 2010-07-29
  Ameriprise Financial Services, Llc
  Monterey, CA
  Campbell, CA
  Campbell, CA

Other Businesses

1) DBA - ONE HUNDRED EIGHT FACES - 1999 SOUTH BASCOM AVE, SUITE 716, CAMPBELL, CA 95008; INVESTMENT RELATED; FIXED INSURANCE; FINANCIAL ADVISOR; 1% OF TIME SPENT.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-18

Designations

• Certified Financial Planner
• Chartered Financial Analyst