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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-01 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1999 South Bascom Ave Suite 716, Campbell, CA 95008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 07/2010 | 01/2018 |
| Western International Securities, Inc. | Pasadena | CA | 01/2018 | 10/2024 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 10/2024 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 10/2024 | Present |
1) DBA - ONE HUNDRED EIGHT FACES - 1999 SOUTH BASCOM AVE, SUITE 716, CAMPBELL, CA 95008; INVESTMENT RELATED; FIXED INSURANCE; FINANCIAL ADVISOR; 1% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-18 |
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