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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-02 |
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Darryl R Carter, Cpa | Irvine | CA | 01/1991 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/1999 | 04/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/1999 | 04/2024 |
| Carter Financial Management | Irvine | CA | 01/2009 | 11/2017 |
| Darryl Carter & Associates, Apc | Irvine | CA | 07/2005 | Present |
| Cornerstone Financial Advisers | Irvine | CA | 12/2017 | Present |
| Lpl Financial Llc | Irvine | CA | 05/2024 | Present |
1- 03/2024 / CORNERSTONE FINANCIAL ADVISERS / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 5 hrs during trading / At reported business location(s) 2- 03/2024 / DARRYL CARTER & ASSOCIATES APC / Tax Prep/Accounting/CPA / Investment Related / 2 hrs mth / 5 hrs during trading / Start date: 07/01/2005
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-08 |
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