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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-11 |
| TN | RA | APPROVED | 2014-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Memphis | TN | 01/2014 | Present |
(1)Name of Business: CATHEDRAL OF THE IMMACULATE CONCEPTION Address: 1695 CENTRAL AVE, MEMPHIS , TN, 38104, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/23/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINANCE COUNCIL MEMBER, NO INVESTMENT DECISIONS ARE MADE OR ADVICE GIVEN BY THIS COUNCIL MEMBER POSITION. FUNDRAISING FOR PARISH EFFORTS WITH ONLY MEMBERS OF PARISH, NOT ANY RJ CLIENTS OF ANY KIND. NO SIGNING AUTHORITY IN THIS POSITION. (2)Name of Business: Catholic Diocese of Memphis Address: 5825 Shelby Oaks Drive, Memphis , TN, 38134, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Diocesan Finance board position is 1 of 12 members for the Bishop (who has SOLE authority over all things Financial of Catholic Diocese of Memphis). This position would also serve on one sub committee- RBIF (Revenue, Banking, Investment, Facility).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-14 |
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