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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-01-23 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2020-09-21 |
| CT | RA | APPROVED | 2020-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Williamsville | NY | 04/2011 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsville | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-29 |
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