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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-06-29 |
Branch Locations
1991 Village Park Way Suite 110, Encinitas, CA 92024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | San Diego | CA | 06/2010 | Present |
(1) NOTARY POSITION: Agent/Representative NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2005 ADDRESS: 1991 Village Park Way, Suite 110, Encinitas CA 92024, United States DESCRIPTION: CA PUBLIC NOTARY- OFFERING PUBLIC NOTARY SERVICES (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2001 ADDRESS: 1991 Village Park Way, Suite 110, Encinitas CA 92024, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-31 |
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