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David James Kubik

Focus Partners Wealth, LLC

Greenwood Village, CO

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-23
  • CO RA
    APPROVED
    Since 2026-01-23

Branch Locations

6400 S. Fiddlers Green Circle Suite 1600, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transform Wealth, Llc F.K.A. Carnick & Kubik Group, Llc Denver CO 04/2016 Present
Kovitz Investment Group Partners, Llc Greenwood Village CO 04/2025 Present
Focus Partners Wealth, Llc St. Louis MO 01/2026 Present
  • 04/2016 → Present
    Transform Wealth, Llc F.K.A. Carnick & Kubik Group, Llc
    Denver, CO
  • 04/2025 → Present
    Kovitz Investment Group Partners, Llc
    Greenwood Village, CO
  • 01/2026 → Present
    Focus Partners Wealth, Llc
    St. Louis, MO
Previous Registrations
  • 2025-04-01 → 2026-03-20
    Northcoast Asset Management Llc
    Greenwood Village, CO
  • 2016-06-09 → 2025-04-03
    Transform Wealth, Llc
    Denver, CO
    Greenwood Village, CO
  • 2012-02-23 → 2016-06-09
    Carnick & Kubik, Llc
    Denver, CO
  • 2012-03-01 → 2012-06-13
    Northland Securities, Inc.
    West Des Moines, IA
    Colorado Springs, CO
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-22
S63 Uniform Securities Agent State Law Examination 2001-06-20
  • S65 Uniform Investment Adviser Law Examination
    2012-02-22
  • S63 Uniform Securities Agent State Law Examination
    2001-06-20

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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