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Robert E Lee

Northwestern Mutual Investment Services, LLC

Minneapolis, MN

Oakdale, MN

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-07-04
  • MN RA
    APPROVED
    Since 2017-07-04

Branch Locations

225 S 6Th St Ste 4500, Minneapolis, MN 55402 • United States

Oakdale, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Securities, Llc. Arden Hills MN 07/2016 06/2017
Mark Heurung Minneapolis MN 06/2017 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2017 Present
  • 07/2016 → 06/2017
    Gradient Securities, Llc.
    Arden Hills, MN
  • 06/2017 → Present
    Mark Heurung
    Minneapolis, MN
  • 06/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-10
  • S66 Uniform Combined State Law Examination
    2014-10-10
Other Names
  • Rob Lee
  • Robert Edward Lee

View on SEC IAPD

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