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Michael S Dunavant

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sugar Land, TX

Rogers, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-05
AR RA APPROVED 2021-11-17
  • TX RA
    APPROVED
    Since 2022-01-05
  • AR RA
    APPROVED
    Since 2021-11-17

Branch Locations

13135 Dairy Ashford Rd Retirement & Personal Wealth Solutions, Sugar Land, TX 77478 • United States

5001 W Founders Way, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fayetteville AR 05/2015 05/2021
Bank Of America, N.A. Fayetteville AR 05/2015 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rogers AR 10/2021 Present
Serverence/Unemployed Bentonville AR 05/2021 10/2021
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-24
S63 Uniform Securities Agent State Law Examination 2001-06-22
  • S65 Uniform Investment Adviser Law Examination
    2001-07-24
  • S63 Uniform Securities Agent State Law Examination
    2001-06-22
Other Names
  • Michael S Dunavant
  • Michael Scott Dunavant

View on SEC IAPD

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