Charles Joseph Soprano

Current Employers

Employment History

• 03/2009 → Present
  Raymond James Financial Services, Inc
  Lafayette, LA
• 03/2009 → Present
  Raymond James Financial Services Advisors,Inc
  Layfayette, LA
• 11/2012 → 06/2017
  St. Cecelia'S Elementary School
  Broussard, LA

Other Businesses

(1) 1446 Peterman Dr, LLC 1446 Peterman DR, Alexandria, LA, 71301, Rental Real Estate P/T: Partner, Owner/Proprietor I/R: Yes 06/30/2026 HPM: 2-10 HPM trad hrs: 0-1 Duties: Owner/Partner on property. Renting to self. Jointly paying bills. (2) Investment Partners of Acadiana, LLC 300 Rue Beauregard, Building E, Lafayette, LA, 70508, Support Company - Owner P/T: Other I/R: No 03/02/2009 HPM: 2-10 HPM trad hrs: 2-10 Duties: Sole owner of LLC used to do RJFS business (3) Investment Partners of Alexandria 1446 Peterman Dr, Alexandria, LA, 71301, Support Company - Owner P/T: Other I/R: No 06/30/2026 HPM: 2-10 HPM trad hrs: 2-10 Duties: 50%/50% owner with FA, Philip Ledet, of LLC used to do RJFS business (payroll & expenses) (4) Ledet, Philip and Hope; Soprano, Chuck and Meg Activity Type: Loans - Personal to and from individuals P/T: Borrower, Succession Planning I/R: No 06/30/2026 HPM: HPM trad hrs: Duties: Philip Ledet & my LLC (50% me/50% my wife) purchased Joey & Mary Descant's office building where their RJ office is held. We just purchased Joey's book of business as well. We purchased the building thought 1446 Peterman Dr LLC. I have submitted a OBA for this LLC. (5) RBR Investments LLC 119 Wise St, Broussard, LA, 70518, Business Owner P/T: Owner/Proprietor I/R: Yes 07/21/2026 HPM: 0-1 HPM trad hrs: 0-1 Duties: My Soprano Family Properties LLC (me and my wife own) went in 50/50 in RBR Investments LLC wither my wife's parents to purchase 40 acres next to their property. (6) Soprano Family Properties LLC 119 Wise St, Broussard, LA, 70518, Rental Real Estate P/T: Owner/Proprietor I/R: Yes 03/02/2009 HPM: 2-10 HPM trad hrs: 0-1 Duties: LLC used to buy commercial rental property & conduct Lawn/Landscaping Services (7) Soprano Holdings, LLC 300 Rue Beauregard, Building E, Lafayette, LA, 70518, Support Company - Owner P/T: Other I/R: No 03/02/2009 HPM: 2-10 HPM trad hrs: 0-1 Duties: LLC used to run income and expenses of RJFS affiliation through (8) St. Cecilia School 302 W Main St, Broussard, LA, 70518, Non-profit P/T: Committee Member I/R: Yes 10/13/2024 HPM: 0-1 HPM trad hrs: 0-1 Duties:: Asked to be on Budget committee. Committee advises on the budget and long-range goals for a Catholic School in positioning themselves as a go to school for catholic education. This committee does not decide on investments...that is for the finance committee...which this is not. (9) St. Thomas More Catholic High School 450 East Farrel Road, Lafayette, LA, 70508, Board Member, Board Subcommittee Member, Officer, or Director P/T: Advisory Board I/R: No 04/15/2025 HPM: 2-10 HPM trad hrs: 0-1 Duties:: I was asked to be part for the STM Advisory Board of my son's High School. The Advisory Council is made up of St. Thomas More community members who are elected by the STM Community and appointed by the Chancellor. The Council advises the Chancellor. The school has a separate Foundation Board that deals with the investment decisions. The Advisory does not make investment decisions.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-06-19
• S65 Uniform Investment Adviser Law Examination
  2001-06-19

Other Names

• Charles Joseph Soprano
• Charles Joseph Soprano Jr