Marc I Rosenthal

Current Employers

Employment History

• 04/2001 → Present
  New York Life Insurance Company
  Williamsville, NY
• 02/2007 → Present
  Roi Financial Group
  Williamsville, NY
• 03/2017 → Present
  Eagle Strategies Llc
  Williamsville, NY
• 05/2001 → Present
  Nylife Securities Inc.
  Williamsville, NY

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA ROI FINANCIAL GROUP;5780 Main St., Williamsville, NY 14221; INVESTMENT RELATED] [Sheridan Services Center, LLC (Dormant); Dormant company; 8685 Sheridan Drive Williamsville, NY 14221; Start Date 01/2009; Role/Title: Owner; Not Investment Related;] [Kaleida Health Foundation; supports Kaleida health in its mission to advance the health of our community every day through exceptional care, education and research.; 1028 Main Street, 4th Floor, Buffalo, NY 14202; Start Date 12/2015; Role/Title: Officer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; Attend quarterly board meetings, advocacy, attend and help coordinate events and contribute financially] [Amherst Youth Hockey Association; Local youth hockey program supporting children in the Western New York community.; 1650 Amherst Manor Dr, Buffalo, NY 14221; Start Date 06/2015; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Ten Score, LLC; purchase of real estate for rental purposes. I would be a passive investor, without day to day responsibilities.; 7 Limestone Drive, Williamsville, NY 14221; Start Date 11/2014; Role/Title: Investor; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Nylarc Holding Company Inc; Reinsuring the life insurance that I write with NYL; 51 Madison Ave, New York, NY 10010; Start Date 10/2010; Role/Title: Officer; Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Limestone Services Center, LLC; Real estate holding company; 6700 Main Street, Williamsville, NY 14221; Start Date 08/2018; Role/Title: Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours][5 Limestone LLC; 5 Limestone LLC owns the building at 5 Limestone Drive and is solely used as a real estate investment opportunity.; 6700 Main Street, Williamsville, NY 14221; Start Date 05/2018; Role/Title: Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2017-02-17
• S63 Uniform Securities Agent State Law Examination
  2001-08-23

Other Names

• Marc L Rosenthal