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Juan Calderon

Ubs Financial Services Inc.

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-09-07
TX RA APPROVED 2018-08-01
  • NJ RA
    APPROVED
    Since 2018-09-07
  • TX RA
    APPROVED
    Since 2018-08-01

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 09/2013 06/2018
Jpmorgan Chase Bank Na Houston TX 09/2013 06/2018
Ubs Financial Services Inc Houston TX 06/2018 Present
  • 09/2013 → 06/2018
    J.P. Morgan Securities Llc
    Houston, TX
  • 09/2013 → 06/2018
    Jpmorgan Chase Bank Na
    Houston, TX
  • 06/2018 → Present
    Ubs Financial Services Inc
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-31
S63 Uniform Securities Agent State Law Examination 2001-07-06
  • S65 Uniform Investment Adviser Law Examination
    2018-07-31
  • S63 Uniform Securities Agent State Law Examination
    2001-07-06
Other Names
  • Ruanova Calderon

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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