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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| CA | RA | APPROVED | 2004-01-29 |
Branch Locations
5290 Overpass Rd, Santa Barbara, CA 93111 • United States
320 James Way Ste 250, Pismo Beach, CA 93449 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
| Thrivent Investment Management Inc. | Santa Barbara | CA | 07/2002 | Present |
RENTAL PROPERTY - GARDENWOOD POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2011 ADDRESS: 4615 Gardenwood Street, Bakersfield CA 93309, United States DESCRIPTION: Pay taxes RENTAL PROPERTY - LORELEI ROCK POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2012 ADDRESS: 9107 lorelei Rock Dr, Bakersfield CA 93306, United States DESCRIPTION: Pay taxes CREEKSIDE PLAZA POSITION: Director NATURE: This is a board to manage the office building in which I own and operate my Thrivent office. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2022 ADDRESS: 5290 Overpass Rd, Santa Barbara CA 93111, United States DESCRIPTION: 4 meetings a year for about 1 hour each. Work on budget and review and vote on how to best maintain the condo complex. I own one unit of 50 and and not collecting an rent. I have been asked to serve on the board so that there is some owner occupied representation on the board
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-19 |
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