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Patricia Ann Lockwood

Wells Fargo Clearing Services, LLC

San Diego, CA

CRD 4377192

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-29
CA RA APPROVED 2024-09-26
TX RA APPROVED 2024-09-26
  • FL RA
    APPROVED
    Since 2026-04-29
  • CA RA
    APPROVED
    Since 2024-09-26
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

600 W Broadway Ste 1450 One America Plaza, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Diego CA 09/2024 Present
Morgan Stanley San Diego CA 07/2013 09/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-21
  • S66 Uniform Combined State Law Examination
    2008-04-21
Other Names
  • Patricia Ann Lockwood Gonzalez

View on SEC IAPD

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