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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2009-07-30
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2009-07-30

Branch Locations

6245 Sheridan Dr, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Buffalo NY 08/1995 Present
Other Businesses

I*1506262 For profit or not for profit: Entity For Profit Name of outside business organization: HGR PROPERTY LLC Investment related: N Address of business: Bliss, New York, 14024, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/14/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , LLC was established to purchase property in Bliss NY 14024. I will be assisting other Members with bookkeeping.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-16
  • S66 Uniform Combined State Law Examination
    2001-11-16

View on SEC IAPD

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