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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-05-18 |
Branch Locations
5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dc & Associates, Inc Advanced Financial Solutions | Greenwood Village | CO | 04/2004 | Present |
| College For Financial Planning | Greenwood Village | CO | 02/2009 | Present |
| Lpl Financial, Llc | Greenwood Village | CO | 04/2016 | Present |
| Western Wealth Management Llc | Greenwood Village | CO | 06/2016 | Present |
(1) 04/22/2016: DC & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 7995 E Prentice Ave Ste 110 Greenwood Village CO 80111 - Start 2004 - 160 Hr/Mo; 8 Hour(s) During Securities Trading (2) 04/22/2016: Benita Creacy - Non-Variable Insurance Trails Only - Investment Related - 7995 E Prentice Ave Ste 110 Greenwood Village, CO 80111 - Start 2004 (3) 04/22/2016: No Business Name - Notary - Investment Related - 7995 E Prentice Ave Ste 110 Greenwood Village CO 80111 - Start 2001 - 1 Hr/Mo; 1% Time Spent (4) 04/29/2016: Western Wealth Management, LLC - Registered Investment Advisor Hybrid - Investment Related - 14143 Denver West Parkway suite 510 Golden, CO 80401 - Start 40 Hr/Mo; 8 Hour(s) During Securities Trading; 90% Time Spent (5) 05/02/2016: Western Wealth Management, LLC - Registered Investment Advisor DBA - DBA: DC & Associates, Inc - Investment Related - At Reported Business Location(s) - Start 04/18/2016 - 80% Time Spent (6) 06/20/2016: No Business Name - Non-Variable Insurance - Investment Related - 7995 E Prentice Ave Ste 110 Greenwood Village CO 80111 - Start 05/11/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading (7) 11/03/2016: Western Wealth Management, LLC - Registered Investment Advisor DBA - DBA: Advanced Divorce Solutions LLC - Investment Related - 7995 E Prentice Ave Ste 110 Greenwood Village CO 80111 - Start 11/03/2014 - 10 Hr/Mo; 10 Hour(s) During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (8) 2/7/2023 - Western Wealth Management, LLC - DBA: Advanced Financial Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/15/2016 - 30 Hours Per Month/20 Hours During Securities Trading - Time Spent 20% - I provide investment advisory services thru Western Wealth Management, LLC an independent investment advisor firm and its DBA Advanced Financial Solutions. I started this business activity in 2/2023. I expect to spend 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-17 |
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