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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-10
  • IL RA
    APPROVED
    Since 2026-07-10

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

2400A Johnsburg Rd, Johnsburg, IL 60051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneamerica Securities Johnsburg IL 11/2015 07/2026
American United Life Johnsburg IL 10/2015 07/2026
Regulus Financial Group Kentwood MI 07/2026 Present
Regal Investment Advisors Kentwood MI 07/2026 Present
  • 11/2015 → 07/2026
    Oneamerica Securities
    Johnsburg, IL
  • 10/2015 → 07/2026
    American United Life
    Johnsburg, IL
  • 07/2026 → Present
    Regulus Financial Group
    Kentwood, MI
  • 07/2026 → Present
    Regal Investment Advisors
    Kentwood, MI
Previous Registrations
Other Businesses

Business Name: Paradise Financial Partners - Investment Related: Yes – Address: 2400A Johnsburg Rd Johnsburg, IL 60051 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Registered Representative/Investment Advisor Representative/Insurance Agent - Start Date: 7/7/2026 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Chain-O-Lakes Chamber - Investment Related: No - Address: 10910 B North Main St Richmond, IL - Nature of Business: Chamber - Title or Relationship: Treasurer - Start Date: 1/2024 - Hours per month: 10 - Hours per month during trading hours: 2 - Duties: Treasurer duties and promoting the chamber; check writing with second signature Business Name: BREAK of Crystal Lake - Investment Related: No - Address: 6292 Northwest Highway Crystal Lake, IL 60014 - Nature of Business: Non-Profit - Title or Relationship: Director - Start Date: 1/2025 - Hours per month: 10 - Hours per month during trading hours: 4 - Duties: Attending monthly meeting and voting on activities of the BREAK Business Name: DamYak - Investment Related: No - Address: 2400-A Johnsburg Rd Johnsburg, IL 60051 - Nature of Business: Non-Profit - Title or Relationship: Secretary/Treasurer - Start Date: 1/2018 - Hours per month: 12 - Hours per month during trading hours: - Duties: Normal secretary and treasurer duties; check writing with 2nd signature

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-21
S63 Uniform Securities Agent State Law Examination 2001-06-04
  • S66 Uniform Combined State Law Examination
    2017-11-21
  • S63 Uniform Securities Agent State Law Examination
    2001-06-04
Other Names
  • Donna Marie Lund
  • Donna Marie Lund

View on SEC IAPD

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