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Elford Smith Morgan

J.P. Morgan Securities LLC

Irvine, CA

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-18
TX RA APPROVED_RES 2025-05-02
  • GA RA
    APPROVED
    Since 2025-06-18
  • TX RA
    APPROVED_RES
    Since 2025-05-02

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

3424 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elliott & Painter Spartanburg SC 02/2012 07/2019
Avantax (Formerly Known As 1St Global) Kennesaw GA 02/2012 04/2025
Elford Morgan Spartanbarg SC 08/2019 03/2020
Nichols, Cauley & Associates Financial Services, Llc Kennesaw GA 03/2020 03/2025
J.P. Morgan Securities Llc Atlanta GA 04/2025 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 04/2025 Present
  • 02/2012 → 07/2019
    Elliott & Painter
    Spartanburg, SC
  • 02/2012 → 04/2025
    Avantax (Formerly Known As 1St Global)
    Kennesaw, GA
  • 08/2019 → 03/2020
    Elford Morgan
    Spartanbarg, SC
  • 03/2020 → 03/2025
    Nichols, Cauley & Associates Financial Services, Llc
    Kennesaw, GA
  • 04/2025 → Present
    J.P. Morgan Securities Llc
    Atlanta, GA
  • 04/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
Previous Registrations
  • 2019-10-25 → 2025-04-25
    Avantax Advisory Services
    Kennesaw, GA
    Irving, TX
  • 2012-02-06 → 2019-10-25
    1St Global Advisors Inc
    Spartanburg, SC
    Spartanburg, SC
  • 2002-06-15 → 2012-02-06
    Wells Fargo Clearing Services, Llc
    Spartanburg, SC
    Spartanburg, SC
    Spartanburg, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-15
  • S66 Uniform Combined State Law Examination
    2001-06-15
Other Names
  • Elford S. Morgan

View on SEC IAPD

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