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Bradley Joseph Piermantier

Rbc Capital Markets, LLC

Minneapolis, MN

Woodbury, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-05-26
  • MN RA
    APPROVED
    Since 2021-05-26

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N/A Minneapolis MN 01/2011 11/2016
Wells Fargo Bank, N/A Minneapolis MN 11/2016 07/2020
Rbc Capital Markets, Llc Minneapolis MN 07/2020 Present
  • 01/2011 → 11/2016
    Wells Fargo Bank, N/A
    Minneapolis, MN
  • 11/2016 → 07/2020
    Wells Fargo Bank, N/A
    Minneapolis, MN
  • 07/2020 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Previous Registrations
  • 2011-01-03 → 2017-05-31
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    San Francisco, CA
    Charlotte, NC
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
  • 2010-08-18 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-25
  • S66 Uniform Combined State Law Examination
    2021-05-25

View on SEC IAPD

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