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James Rufus Thomas

Ntv Asset Management, LLC

Charleston, WV

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Current Employers
Ntv Asset Management, Llc

170 Summers Street Suite 200, Charleston, WV 25301-1800 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2002-01-01
  • WV RA
    APPROVED
    Since 2002-01-01

Branch Locations

170 Summers Street Suite 200, Charleston, WV 25301-1800 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ntv Asset Management, Llc Charleston WV 11/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-15
  • S65 Uniform Investment Adviser Law Examination
    2001-05-15
Other Names
  • Jay Thomas

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHARLESTON, WV
MORGAN STANLEY · CHARLESTON, WV
THE HUNTINGTON INVESTMENT COMPANY · CHARLESTON, WV
RBC CAPITAL MARKETS, LLC · CHARLESTON, WV
AMERIPRISE FINANCIAL SERVICES, LLC · Charleston, WV
J. W. COLE ADVISORS, INC. · CHARLESTON, WV
JACOBS & COMPANY · CHARLESTON, WV
TRUIST ADVISORY SERVICES, INC. · CHARLESTON, WV

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