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Jon Gary Brause

Stifel, Nicolaus & Company, Incorporated

Denver, CO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-07-08
TX RA APPROVED_RES 2015-12-04
  • CO RA
    APPROVED
    Since 2016-07-08
  • TX RA
    APPROVED_RES
    Since 2015-12-04

Branch Locations

44 Cook Street Suite 450, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 Present
Previous Registrations
  • 2010-12-21 → 2015-12-04
    Barclays Capital Inc.
    New York, NY
    New York, NY
  • 2003-05-06 → 2009-05-05
    Neuberger Berman Bd Llc
    New York, NY
    Hoboken, NJ
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-05
S63 Uniform Securities Agent State Law Examination 2001-12-18
  • S66 Uniform Combined State Law Examination
    2003-05-05
  • S63 Uniform Securities Agent State Law Examination
    2001-12-18

View on SEC IAPD

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