Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-08-02
PA RA APPROVED 2010-06-25
TX RA APPROVED_RES 2008-01-04
NJ RA APPROVED 2002-11-05
  • VA RA
    APPROVED
    Since 2010-08-02
  • PA RA
    APPROVED
    Since 2010-06-25
  • TX RA
    APPROVED_RES
    Since 2008-01-04
  • NJ RA
    APPROVED
    Since 2002-11-05

Branch Locations

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlottesville VA 02/2001 Present
Bank Of America, N.A. Charlottesville VA 08/2009 Present
Other Businesses

I*31320FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: US NAVAL ACADEMY ALUMNI ASSOCIATION CHAPTERINVESTMENT RELATED: NADDRESS OF BUSINESS: 247 KING GEORGE STREET, ANNAPOLIS, MARYLAND 21401NATURE OF BUSINESS: OTHER,POSITION MEMBERSHIP ONLY.POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ALUMNI ASSOCIATION MEMBERSHIP COMMITTEE CHAIR I*1410FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITYNAME OF OUTSIDE BUSINESS ORGANIZATION: US NAVY RESERVISTINVESTMENT RELATED: NADDRESS OF BUSINESS: ONE NAVY WAY, NORFOLK, VIRGINIA 23459NATURE OF BUSINESS: SYNTHETIC TRAINING FOR DEPLOYING FORCES,POSITION, TITLE, ASSOCIATION: CHIEF STAFF OFFICER, START DATE OF RELATIONSHIP: 36923NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I PROVIDES SYNTHETIC TRNG FOR COMBAT FORCES I*4614273, Entity Type: , Name of OBA: W and N P, Address: Keswick, Virginia, 22947, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/26/2026, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
  • S66 Uniform Combined State Law Examination
    2001-06-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlottesville, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor