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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2010-08-02 |
| PA | RA | APPROVED | 2010-06-25 |
| TX | RA | APPROVED_RES | 2008-01-04 |
| NJ | RA | APPROVED | 2002-11-05 |
Branch Locations
650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlottesville | VA | 02/2001 | Present |
| Bank Of America, N.A. | Charlottesville | VA | 08/2009 | Present |
I*31320FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: US NAVAL ACADEMY ALUMNI ASSOCIATION CHAPTERINVESTMENT RELATED: NADDRESS OF BUSINESS: 247 KING GEORGE STREET, ANNAPOLIS, MARYLAND 21401NATURE OF BUSINESS: OTHER,POSITION MEMBERSHIP ONLY.POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ALUMNI ASSOCIATION MEMBERSHIP COMMITTEE CHAIR I*1410FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITYNAME OF OUTSIDE BUSINESS ORGANIZATION: US NAVY RESERVISTINVESTMENT RELATED: NADDRESS OF BUSINESS: ONE NAVY WAY, NORFOLK, VIRGINIA 23459NATURE OF BUSINESS: SYNTHETIC TRAINING FOR DEPLOYING FORCES,POSITION, TITLE, ASSOCIATION: CHIEF STAFF OFFICER, START DATE OF RELATIONSHIP: 36923NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I PROVIDES SYNTHETIC TRNG FOR COMBAT FORCES I*4614273, Entity Type: , Name of OBA: W and N P, Address: Keswick, Virginia, 22947, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/26/2026, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-22 |
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