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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-30 |
Branch Locations
3 Park Plz, Floor 08, Irvine, CA 92614 • United States
1450 Brickell Ave, Miami, FL 33131 • United States
200 S Pine Island Rd, Plantation, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boca Raton | FL | 06/2009 | 09/2024 |
| J.P. Morgan Securities Llc | Plantation | FL | 09/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Plantation | FL | 09/2024 | Present |
| Morgan Stanley Bank Na | Boca Raton | FL | 04/2010 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-23 |
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