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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-10-23 |
Branch Locations
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
6126 Poplar Ave, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2018 | 05/2021 |
| Wells Fargo Na | Memphis | TN | 05/2017 | 12/2022 |
| Iberia Bank Corporation | Memphis | TN | 10/2014 | 04/2017 |
| Amazon.cOm | Memphis | TN | 02/2022 | Present |
| Jp Morgan Chase Bank, N.A. | Memphis | TN | 01/2023 | 10/2025 |
| Jp Morgan Securities, Llc | Memphis | TN | 01/2023 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 10/2025 | Present |
| Wells Fargo Bank, Na | Memphis | TN | 10/2025 | Present |
Entity Name: Amazon Investment related: No "Address: Amazon Services LLC Sort Center Memphis TN" Nature of the other business: E-Commerce Position/Title/Relationship: Employee/Contractor Start Date: 02/08/2022 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My responsibilities with Amazon is to unload incoming packages and also transport packages to the proper designated area of the building. This job and role is not during Chase business hours and is not financial services industry related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-01 |
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