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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-17
  • MN RA
    APPROVED
    Since 2023-07-17

Branch Locations

7212 Metro Blvd., Edina, MN 55439 • United States

Chaska, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Bloomington MN 11/2010 03/2017
Mml Investors Services, Llc Plymouth MN 03/2017 07/2023
Massmutual Life Insurance Co Plymouth MN 07/2016 07/2023
Ameriprise Financial Services, Llc Edina MN 07/2023 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; 148 Ridgeview Ln , , Wayzata, MN, 55391; Investment-Related; 01/22/2026. Outside Employment; Certainty of Uncertainty, LLC; Financial Advisor; Compensation received from an advisor owned entity established to manage the practice.; 7212 Metro Blvd., , EDINA, MN, 55439; Investment-Related; 04/15/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-18
  • S66 Uniform Combined State Law Examination
    2001-07-18
Other Names
  • Richard Duane Mukomela
  • Richard D Mukomela
  • Richard Mukomela
  • Rick Duane Mukomela
  • Rick D Mukomela
  • Rick Mukomela

View on SEC IAPD

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