Jessica Abrego

LPl Financial LLC

San Antonio, TX

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-14

TX RA
APPROVED

Since 2021-09-14

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Edge	Chandler	AZ	11/2014	02/2018
Advisor Group	Phoenix	AZ	04/2018	07/2020
Swbc Investment Company	San Antonio	TX	10/2020	08/2021
Unemployed	Phoenix	AZ	07/2020	10/2020
Lpl Financial Llc	San Antonio	TX	08/2021	Present

11/2014 → 02/2018

Merrill Edge

Chandler, AZ
04/2018 → 07/2020

Advisor Group

Phoenix, AZ
10/2020 → 08/2021

Swbc Investment Company

San Antonio, TX
07/2020 → 10/2020

Unemployed

Phoenix, AZ
08/2021 → Present

Lpl Financial Llc

San Antonio, TX

Previous Registrations

2020-10-16 → 2021-09-15

Swbc Investment Company

San Antonio, TX
2018-04-09 → 2020-07-02

Woodbury Financial Services, Inc.

Oakdale, MN
2018-04-09 → 2020-07-02

Fsc Securities Corporation

Atlanta, GA
2018-04-09 → 2020-07-02

Osaic Wealth, Inc.

Scottsdale, AZ
2018-04-09 → 2020-07-02

Osaic Services, Inc.

Scottsdale, AZ
2014-11-13 → 2018-03-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
2007-06-20 → 2014-11-12

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ
2006-11-10 → 2007-04-30

Usaa Investment Services Company

San Antonio, TX

San Antonio, TX

San Antonio, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-09
S63	Uniform Securities Agent State Law Examination	1999-09-20

S65 Uniform Investment Adviser Law Examination

2006-11-09
S63 Uniform Securities Agent State Law Examination

1999-09-20

Other Names

Jessica Ann Casarez
Jessica Ann Sosa
Jessica Ann Sosa
Jessica A Abrego

View on SEC IAPD

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Other Investors

Summer Rae Pretzer

Jeffrey Raymond Dockan

James Grandinetti

ASHLEY LYNN TESTER

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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