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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
WI RA APPROVED 2018-07-30
WA RA APPROVED 2017-11-27
CA RA APPROVED 2003-06-02
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • WI RA
    APPROVED
    Since 2018-07-30
  • WA RA
    APPROVED
    Since 2017-11-27
  • CA RA
    APPROVED
    Since 2003-06-02

Branch Locations

2 Venture Suite 160, Irvine, CA 92618-7363 • United States

Lake Elsinore, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Riverside CA 12/2005 03/2020
Ameriprise Financial Services, Llc Lake Elsinore CA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; Jasmine Gardens, Diani Beach, Kenya., ,; Investment-Related; 12/01/2016 / Single Family; 4821 E Orchard Grass Drive, , , Tucson , AZ, 85706; Investment-Related; 08/08/2007. Business Ownership; Sisi International, Inc; ; Export business dealing with exporting commercial broadcasting equipment to Kenya. In addition, all business expenses, including Ameriprise expenses, run through this corporation for tax purposes.; 29 Volta Del Tintori Street,Lake Elsinore, CA 92532., ,; Not Investment-Related; 04/01/2004; 1 to 9 hours per month; 1 to 9 during trading hours / Property Fountain LLC; Owner; This LLC was formed for purposes of holding real estate properties that are in the process of being flipped. In addition, the LLC participates in lending opportunities to other real estate investors. The LLC also borrows from other private investors to fund its projects. On occasion, the LLC may serve as a commissioned agent to assist real estate developers to find investors for their projects. None of the individuals or corporations involved are Ameriprise clients.; 29 Volta Del Tintori St, , Lake Elsinore, CA, 92532; Investment-Related; 05/25/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Trustee. Outside Employment; VYB Investments LLC; Owner; The LLC was formed to host investment properties that I own.; 29 Volta Del Tintori St,, , Lake Elsinore, CA, 92532; Investment-Related; 09/01/2009; 1 to 9 hours per month; 0 during trading hours / Real AI Technologies Pty Ltd; Advising the founders on general strategy. The founder is a childhood friend, and I have invested in the startup as part of the friends and family contribution. We discuss issues such as the recruitment of fractional staff and how to ensure a user-friendly platform. I often test the platform functionality as the technology team continues to build it.; The company "Real AI Technologies Pty Ltd" is a startup technology company building a platform to address the issue of fake online identities (i.e. deepfakes). It seeks to combine identity verification, continuous AI-powered monitoring and blockchain-backed security to secure online identities across various platforms.; 90 Shannon Street, , Box Hill North North, Melbourne, Victoria , , AUS; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-05
S63 Uniform Securities Agent State Law Examination 2001-04-02
  • S66 Uniform Combined State Law Examination
    2001-10-05
  • S63 Uniform Securities Agent State Law Examination
    2001-04-02
Other Names
  • Bahati Bwire
  • Victoria Yvonne Bwire
  • Victoria Kettnitz

View on SEC IAPD

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