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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| WI | RA | APPROVED | 2018-07-30 |
| WA | RA | APPROVED | 2017-11-27 |
| CA | RA | APPROVED | 2003-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Riverside | CA | 12/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lake Elsinore | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; Jasmine Gardens, Diani Beach, Kenya., ,; Investment-Related; 12/01/2016 / Single Family; 4821 E Orchard Grass Drive, , , Tucson , AZ, 85706; Investment-Related; 08/08/2007. Business Ownership; Sisi International, Inc; ; Export business dealing with exporting commercial broadcasting equipment to Kenya. In addition, all business expenses, including Ameriprise expenses, run through this corporation for tax purposes.; 29 Volta Del Tintori Street,Lake Elsinore, CA 92532., ,; Not Investment-Related; 04/01/2004; 1 to 9 hours per month; 1 to 9 during trading hours / Property Fountain LLC; Owner; This LLC was formed for purposes of holding real estate properties that are in the process of being flipped. In addition, the LLC participates in lending opportunities to other real estate investors. The LLC also borrows from other private investors to fund its projects. On occasion, the LLC may serve as a commissioned agent to assist real estate developers to find investors for their projects. None of the individuals or corporations involved are Ameriprise clients.; 29 Volta Del Tintori St, , Lake Elsinore, CA, 92532; Investment-Related; 05/25/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Trustee. Outside Employment; VYB Investments LLC; Owner; The LLC was formed to host investment properties that I own.; 29 Volta Del Tintori St,, , Lake Elsinore, CA, 92532; Investment-Related; 09/01/2009; 1 to 9 hours per month; 0 during trading hours / Real AI Technologies Pty Ltd; Advising the founders on general strategy. The founder is a childhood friend, and I have invested in the startup as part of the friends and family contribution. We discuss issues such as the recruitment of fractional staff and how to ensure a user-friendly platform. I often test the platform functionality as the technology team continues to build it.; The company "Real AI Technologies Pty Ltd" is a startup technology company building a platform to address the issue of fake online identities (i.e. deepfakes). It seeks to combine identity verification, continuous AI-powered monitoring and blockchain-backed security to secure online identities across various platforms.; 90 Shannon Street, , Box Hill North North, Melbourne, Victoria , , AUS; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-02 |
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